Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jul 2021)
- CF30 Customer (1 Aug 2011 to 30 Sep 2021)
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- Employed By (14 Nov 2013 to 30 Sep 2021)
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- (2)Employed By (1 Aug 2011 to 30 Sep 2021)
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- CF30 Customer (2 Jun 2008 to 4 Jul 2011)
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- CF30 Customer (1 Nov 2007 to 6 Jun 2008)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Lothbury Wealth Management Limited
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controlled function added: (2)Employed By at Lothbury Wealth Management Limited