Trevally Capital Advisers Ltd

Date authorised
1 April 2013
Companies House
04001724
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 Buckingham Street
    London
    WC2N 6DF
    UNITED KINGDOM
    Phone
    +4402038899600
    Web
    https://www.trevallycapitaladvisers.co.uk

  • Complaints Contact

    14 Buckingham Street
    London
    WC2N 6DF
    UNITED KINGDOM
    Phone
    +4402038899600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stéphane Haddad

    IRN SXH00468

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Thomas Andrew Welch

    IRN TAW01046

    • CF30 Customer (11 Sep 2018 to 30 Sep 2020)
    • CF4 Partner (AR) (11 Sep 2018 to 30 Sep 2020)
  • Toby David Howell

    IRN TDH01027

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2017 to 8 Dec 2019)
    • CF1 Director (AR) (22 Feb 2017 to 12 Dec 2019)
    • CF1 Director (14 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (12 Aug 2015 to 9 Jan 2020)
  • William John Tyne

    IRN WJT01013

    • CF30 Customer (28 Feb 2011 to 2 Dec 2013)
  • Yulia Balk

    IRN YXB01066

    • CF30 Customer (3 Apr 2008 to 31 Jan 2011)
  • Yun Chen

    IRN YXC01065

    • CF30 Customer (12 Aug 2010 to 7 Nov 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.