Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Trevally Capital Advisers Ltd
FRN 196124
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (1 Aug 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Aug 2017 to 8 Dec 2019)
- CF1 Director (AR) (22 Feb 2017 to 12 Dec 2019)
- CF1 Director (14 Dec 2015 to 8 Dec 2019)
- CF30 Customer (12 Aug 2015 to 9 Jan 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.