Date authorised
1 April 2013
Companies House
FC010151
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Corn Exchange
    55 Mark Lane
    London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +442072048600
  • Complaints Contact

    Corn Exchange
    55 Mark Lane
    London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +442072048600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Kent Dalrymple

    IRN CKD01012

    • CF29 Significant management (19 Jun 2012 to 7 Mar 2016)
  • David Charles Radford

    IRN DCR01026

    • SMF24 Chief Operations (17 Apr 2019 to 9 Nov 2022)
    • SMF2 Chief Finance (10 Dec 2018 to 9 Nov 2022)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (3 Jun 2008 to 3 May 2018)
    • CF28 Systems and controls (3 Jun 2008 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (3 Jun 2008 to 8 Sep 2011)
    • CF30 Customer (3 Jun 2008 to 8 Sep 2011)
  • Dominic Satterly

    IRN DXS35146

    • [FCA CF] Material risk taker (10 Dec 2018 to 12 Sep 2022)
  • Donna Natasha Byron

    IRN DXB00494

    • SMF3 Executive Director (1 Apr 2022 to 17 Apr 2025)
  • Douglas Murray

    IRN DAM01208

    • CF29 Significant management (3 Jun 2008 to 9 Sep 2011)
  • Edward Sheehan III

    IRN EXS01212

    • SMF2 Chief Finance (since 14 Oct 2022)
    • SMF24 Chief Operations (since 14 Oct 2022)
  • Eugene Leonard Fisher

    IRN ELF01009

    • CF28 Systems and controls (9 Jun 2008 to 31 Dec 2015)
  • Fiona Catherine Wilson

    IRN FXW77097

    • SMF22 Other Local Responsibility (since 16 Dec 2020)
  • Gary Schwartz

    IRN GAS01125

    • SMF3 Executive Director (10 Dec 2018 to 30 Jun 2021)
    • CF1 Director (31 Aug 2016 to 9 Dec 2018)
    • CF29 Significant management (25 Oct 2011 to 31 Aug 2016)
  • Geoffrey Neville Peach

    IRN GNP01019

    • CF29 Significant management (3 Jun 2008 to 7 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.