Date authorised
1 April 2013
Companies House
FC010151
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Corn Exchange
    55 Mark Lane
    London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +442072048600
  • Complaints Contact

    Corn Exchange
    55 Mark Lane
    London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +442072048600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gregory John Richardson

    IRN GJR01098

    • SMF3 Executive Director (16 Apr 2021 to 8 Sep 2023)
  • Ian Hugh Chippendale

    IRN IHC01011

    • CF2 Non Executive Director (21 Oct 2011 to 6 Mar 2012)
  • Jeff Gaydon

    IRN JXG35138

    • [FCA CF] Material risk taker (since 10 Dec 2018)
  • John Francis Shannon

    IRN JFS01117

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Dec 2022)
    • SIMF7 Group Entity Senior Insurance Manager Function (10 Jul 2018 to 9 Dec 2018)
  • John George Foos

    IRN JGF01052

    • CF2 Non Executive Director (25 Oct 2011 to 6 Mar 2012)
  • John Nigel Robinson

    IRN NXJ01145

    • CF29 Significant management (3 Jun 2008 to 9 Sep 2011)
  • Joseph Patrick Brandon

    IRN JPB01285

    • SMF7 Group Entity Senior Manager (since 10 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (7 Sep 2012 to 6 Mar 2016)
  • Julian Hewitt Spence

    IRN JHS01110

    • SMF3 Executive Director (10 Dec 2018 to 31 Aug 2020)
    • CF1 Director (30 Jun 2016 to 9 Dec 2018)
    • CF29 Significant management (3 Jun 2008 to 27 Aug 2009)
  • Kenneth Apfel

    IRN KXA01468

    • SMF3 Executive Director (10 Dec 2018 to 1 Mar 2024)
    • CF1 Director (20 Sep 2016 to 9 Dec 2018)
    • CF29 Significant management (24 Oct 2011 to 20 Sep 2016)
    • CF28 Systems and controls (24 Oct 2011 to 20 Sep 2016)
  • Kenneth Brandt

    IRN KXB01372

    • SMF3 Executive Director (14 Mar 2022 to 17 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.