TRADITION FINANCIAL SERVICES LTD.

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to advice that (1) is given in connection with a transaction in the course of which the only regulated activities carried on by the firm are regulated activities of the kind mentioned below and (2) relates to the carrying on by the firm of those activities in the course of that transaction. The activities mentioned above are arranging (bringing about) deals in investments and making arrangements with a view to transactions in investments.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Charles Donnelly

  IRN TXD00373

  • [FCA CF] Client dealing (since 26 Mar 2026)
• Thomas Colucci

  IRN TXC01195

  • CF30 Customer (9 Feb 2012 to 5 May 2015)
• Thomas Dafydd Rees

  IRN TDR01031

  • CF30 Customer (14 Mar 2011 to 26 Aug 2016)
• Thomas Jordan Bates

  IRN TXB00486

  • [FCA CF] Client dealing (since 17 Jul 2023)
• Thomas Michael Childs Dufficy

  IRN TXD00295

  • [FCA CF] Client dealing (12 Aug 2024 to 28 Feb 2025)
• Thomas Streatfeild

  IRN TXS03746

  • [FCA CF] Manager of certification employee (4 Jan 2022 to 16 Dec 2024)
  • [FCA CF] Client dealing (4 Jan 2022 to 16 Dec 2024)
• Tiburce Blanchy

  IRN TXB01100

  • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2002)
• Toby Galloway Webber

  IRN TGW01035

  • [FCA CF] Manager of certification employee (24 Mar 2021 to 30 Sep 2023)
  • [FCA CF] Client dealing (24 Mar 2021 to 30 Sep 2023)
  • CF30 Customer (4 Jan 2012 to 8 Dec 2019)
• Toby James Michelmore

  IRN TJM01198

  • CF30 Customer (22 Mar 2010 to 13 Sep 2012)
• Tony Leigh

  IRN TXL01061

  • CF30 Customer (5 Feb 2009 to 30 Sep 2009)

No changes recorded yet.