Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • [FCA CF] Client dealing (24 Mar 2021 to 30 Sep 2023)
    • [FCA CF] Manager of certification employee (24 Mar 2021 to 30 Sep 2023)
    • CF30 Customer (4 Jan 2012 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Manager of certification employee (24 Mar 2021 to 30 Sep 2023)
    • [FCA CF] Client dealing (24 Mar 2021 to 30 Sep 2023)
    • CF30 Customer (22 Oct 2012 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (27 Sep 2010 to 8 Apr 2011)
  • Mitsui Bussan Commodities Ltd (no longer approved here)

    FRN 469094

    • CF30 Customer (8 Apr 2008 to 24 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.