TRADE NATION FINANCIAL UK LTD

• Principal Place of Business

  14 Bonhill Street

  6th Floor

  London

  EC2A 4BX

  UNITED KINGDOM

  Phone

  +4402031805952

  Web

  https://tradenation.com

• Complaints Contact

  14 Bonhill Street

  6th Floor

  London

  EC2A 4BX

  UNITED KINGDOM

  Phone

  +442031805952

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Kypros Christopher Zoumidou

  IRN KCZ01000

  • SMF16 Compliance Oversight (since 31 Mar 2026)
  • SMF3 Executive Director (since 31 Mar 2026)
• Lawrence Arthur Mills

  IRN LAM01143

  • [FCA CF] Client dealing (since 17 May 2023)
  • [FCA CF] Material risk taker (26 Apr 2022 to 17 May 2023)
• Luke Douglas Wilkinson

  IRN LXW00295

  • [FCA CF] Client dealing (17 May 2023 to 25 Sep 2025)
  • [FCA CF] Material risk taker (26 Apr 2022 to 17 May 2023)
• Matthew Charles Wright

  IRN MCW01134

  • CF1 Director (AR) (9 Oct 2014 to 1 Jun 2016)
• Maxine Dennis

  IRN MXD02006

  • CF30 Customer (1 Oct 2011 to 24 Jan 2012)
• Miguel Sanchez

  IRN MXS02933

  • CF30 Customer (1 Jun 2011 to 31 Oct 2011)
• Mohsin Yakub ismail

  IRN MYI01006

  • CF10a CASS Oversight function (3 Aug 2017 to 18 Aug 2017)
• Naeem Nawaz Mahmood

  IRN NXM00209

  • [FCA CF] Material risk taker (29 Mar 2021 to 17 May 2023)
• Natalia Zenab

  IRN NXZ00013

  • [FCA CF] Material risk taker (29 Mar 2021 to 17 May 2023)
• Niall Anthony Healy

  IRN NXH00179

  • [FCA CF] Significant management (since 17 May 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2019)

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 24 Feb 2016 · Until 8 May 2018

• Clear Investor Limited (no longer appointed)

  FRN 716621 · Appointed 14 Sep 2015 · Until 13 Nov 2019

• Tradecrowd Technology Ltd (no longer appointed)

  FRN 607527 · Appointed 15 Sep 2014 · Until 12 Jan 2017

• Core Spreads Limited (no longer appointed)

  FRN 628724 · Appointed 21 Jul 2014 · Until 1 Jun 2016

• Pip Index Capital Markets Limited (no longer appointed)

  FRN 610586 · Appointed 3 Jul 2014 · Until 31 Oct 2016

No changes recorded yet.