Trade Capital UK (TCUK) Ltd

• Principal Place of Business

  Spaces

  25 Wilton Road

  London

  Westminster

  SW1V 1LW

  UNITED KINGDOM

  Phone

  +442031502385

  Web

  http://www.tradecapitaluk.com

• Complaints Contact

  Spaces Victoria, 25 Wilton Road

  London

  Westminster

  SW1V 1LW

  UNITED KINGDOM

  Phone

  +442031502385

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benn Alexander Louis Woodbridge

  IRN BXW00205

  • [FCA CF] Client dealing (16 May 2022 to 21 Jul 2022)
• Bridie Bernice Pinedo

  IRN BXP00176

  • [FCA CF] Client dealing (1 Apr 2022 to 21 Aug 2023)
• Christian Neuwirth

  IRN CXN01183

  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
  • CF1 Director (17 Jan 2017 to 8 Dec 2019)
• Christiana Vasiadou

  IRN CXV09919

  • SMF17 Money Laundering Reporting Officer (MLRO) (12 Oct 2020 to 6 Apr 2023)
  • SMF16 Compliance Oversight (12 Oct 2020 to 6 Apr 2023)
  • SMF1 Chief Executive (12 Oct 2020 to 6 Apr 2023)
  • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2023)
  • CF1 Director (30 Jan 2019 to 8 Dec 2019)
• Elise Ioannidou

  IRN EXI00028

  • [FCA CF] CASS oversight function (23 Feb 2023 to 31 Aug 2023)
• Federico Bentley Messerschmidt

  IRN FXB01462

  • SMF3 Executive Director (since 12 Mar 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Georgios Efstathiou

  IRN GXE00127

  • [FCA CF] CASS oversight function (16 Apr 2024 to 7 Jun 2024)
• Hassan Adan

  IRN HXA00327

  • [FCA CF] CASS oversight function (since 19 Mar 2025)
• Julian Boris Handte

  IRN JBH01109

  • CF1 Director (17 Jan 2017 to 2 Jan 2019)
• Mario Tsappis

  IRN MXT00218

  • [FCA CF] Client dealing (since 14 Sep 2023)
  • [FCA CF] Client dealing (12 May 2020 to 1 Jul 2021)

No changes recorded yet.