Trade Capital UK (TCUK) Ltd

• Principal Place of Business

  Spaces

  25 Wilton Road

  London

  Westminster

  SW1V 1LW

  UNITED KINGDOM

  Phone

  +442031502385

  Web

  http://www.tradecapitaluk.com

• Complaints Contact

  Spaces Victoria, 25 Wilton Road

  London

  Westminster

  SW1V 1LW

  UNITED KINGDOM

  Phone

  +442031502385

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marios Savvides

  IRN MXS00554

  • [FCA CF] CASS oversight function (15 Jan 2021 to 22 Feb 2023)
• Ricardo Onofrio Dytz

  IRN ROD01012

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Mar 2020)
  • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 25 Mar 2020)
  • CF1 Director (17 Jan 2017 to 8 Dec 2019)
  • CF3 Chief Executive (17 Jan 2017 to 20 Sep 2019)
  • CF11 Money Laundering Reporting (17 Jan 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Jan 2017 to 8 Dec 2019)
• Roei Gavish

  IRN RXG09920

  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
  • CF1 Director (30 Jan 2019 to 8 Dec 2019)
• Salim Sebbata

  IRN SXS02082

  • SMF3 Executive Director (4 Sep 2020 to 16 Jun 2021)
  • [FCA CF] Client dealing (15 Jun 2020 to 16 Jun 2021)
• Stefanos Xenofontos

  IRN SXX00011

  • [FCA CF] CASS oversight function (22 Nov 2023 to 15 Apr 2024)
• Trevor Llewellyn Clein

  IRN TLC01024

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2024)
  • SMF16 Compliance Oversight (since 13 Jun 2024)
  • [FCA CF] CASS oversight function (1 Jul 2024 to 19 Mar 2025)
• Valentinos Naoum

  IRN VXN00044

  • [FCA CF] CASS oversight function (8 Sep 2023 to 27 Oct 2023)

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