Date authorised
1 April 2013
Companies House
OC308896
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TPG Europe
    Park House
    116 Park Street
    5th Floor
    London
    Westminster
    W1K 6AF
    UNITED KINGDOM
    Phone
    +442075446500
  • Complaints Contact

    301 Commerce Street
    Suite 3300
    Fort Worth
    Tarrant
    Texas
    76102
    UNITED STATES OF AMERICA
    Phone
    +18178714824

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Myers

    IRN SMM01169

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
  • Sean Thomas Farrell

    IRN STF01015

    • CF4 Partner (21 Mar 2005 to 31 Dec 2005)
  • Simon Anthony Glidden Henderson

    IRN SAH01102

    • CF30 Customer (7 Jun 2010 to 14 Aug 2014)
    • CF4 Partner (7 Jun 2010 to 14 Aug 2014)
  • Stephen Fildes Bamford

    IRN SFB01027

    • [FCA CF] Client dealing (since 4 Mar 2025)
    • SMF27 Partner (since 15 Dec 2021)
  • Stephen Mark Peel

    IRN SMP01097

    • CF10 Compliance Oversight (1 Dec 2004 to 3 Oct 2005)
    • CF11 Money Laundering Reporting (1 Dec 2004 to 3 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2004 to 1 Apr 2007)
    • CF4 Partner (1 Dec 2004 to 1 Apr 2007)
    • CF8 Apportionment and Oversight (1 Dec 2004 to 1 Apr 2007)
  • Sterling Grol

    IRN SXG02453

    • CF30 Customer (1 Dec 2004 to 21 Oct 2019)
  • Sterling Michael Grol

    IRN SMG01114

    • CF30 Customer (3 Apr 2018 to 21 Oct 2019)
  • Steven Barry Mandel

    IRN SBM01087

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • Steven John Purdy

    IRN SJP01284

    • CF30 Customer (16 Jun 2014 to 4 Jan 2016)
  • Subhi Neale Sherwell

    IRN SNS01033

    • CF4 Partner (9 Aug 2010 to 15 Jun 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.