TP ICAP MTF LIMITED

• Principal Place of Business

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070005000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070005000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Sarah Jane Linstead

  IRN SJL01334

  • [FCA CF] Significant management (since 8 Apr 2025)
  • [FCA CF] Material risk taker (since 8 Apr 2024)
• Stephen Howard Sparke

  IRN SHS01027

  • SMF9 Chair of the Governing Body (since 4 Jul 2025)
  • [FCA CF] Material risk taker (23 Mar 2020 to 3 Jul 2023)
  • Director of firm who is not a certification employee or a SMF manager (23 Mar 2020 to 4 Jul 2025)
• Steven Arthur Woolley

  IRN SAW01145

  • CF10 Compliance Oversight (25 Sep 2007 to 23 Feb 2011)
  • CF11 Money Laundering Reporting (25 Sep 2007 to 30 Jan 2013)
• Susan Maple

  IRN SXM03902

  • [FCA CF] Material risk taker (since 10 Mar 2021)
• Thomas Edwards

  IRN TXE00049

  • [FCA CF] Material risk taker (31 Mar 2021 to 13 Jul 2021)
• Thomas Jarvis

  IRN TNJ00003

  • CF30 Customer (30 Mar 2011 to 8 Dec 2019)
• Timothy Charles Kidd

  IRN TCK01015

  • CF1 Director (19 Dec 2008 to 1 Jun 2012)
• Timothy Stuart Stannard

  IRN TSS01015

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Tin Yun Lau

  IRN TXL00108

  • [FCA CF] Material risk taker (31 Mar 2021 to 6 Sep 2022)
• Vanessa Cruwys

  IRN VXC01046

  • CF1 Director (1 Dec 2001 to 13 Sep 2013)

No changes recorded yet.