TP ICAP Markets Limited

Date authorised
1 April 2013
Companies House
00500777
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TP ICAP, 135 Bishopsgate,
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005734
    Web
    https://tpicap.com/tpicap/

  • Complaints Contact

    TP ICAP, 135 Bishopsgate,
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005734

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Professional, Eligible Counterparty, Certificates representing certain security, Share, Debenture, Government and public security, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Specialist Trading Venue

    For Professional, Eligible Counterparty, Rolling spot forex contract, Spread Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Commodity Future, Commodity option and option on commodity future, Government and public security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Unit, Certificates representing certain security, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.
    • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Eligible Counterparty, Share, Certificates representing certain security, Debenture, Government and public security, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martyn Medcraft

    IRN MXM01604

    • (956)[FCA CF] Client dealing (31 Oct 2020 to 30 Nov 2023)
    • (955)CF30 Customer (27 Jul 2012 to 8 Dec 2019)
  • Massimiliano Spoto

    IRN MXS83999

    • (333)SMF24 Chief Operations (since 25 Oct 2023)
    • (2248)[FCA CF] Material risk taker (29 Mar 2022 to 31 Dec 2024)
  • Massimo Bertoni

    IRN MXB01503

    • (1135)[FCA CF] Client dealing (10 Jun 2021 to 28 Feb 2022)
  • Mathew Brian Kerry

    IRN MBK01010

    • (1412)CF30 Customer (7 Apr 2017 to 30 Jun 2017)
  • Mathew John Charles O'Brien

    IRN MJO01097

    • (791)CF26 Customer Trading (10 Oct 2003 to 27 Oct 2006)
  • Mathieu Bernard Hagg

    IRN MBH01048

    • (492)CF30 Customer (11 Sep 2012 to 20 Sep 2013)
  • Matthew Barker

    IRN MDB01084

    • (168)[FCA CF] Client dealing (since 1 Sep 2021)
    • (169)[FCA CF] Manager of certification employee (since 1 Sep 2021)
  • Matthew Canham

    IRN MXC01328

    • (82)CF30 Customer (1 Nov 2007 to 30 Jun 2014)
    • (83)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Matthew Charles Hobbis

    IRN MCH01049

    • (715)CF30 Customer (1 Nov 2007 to 11 Feb 2010)
    • (716)CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Matthew David Jefford

    IRN MDJ01030

    • (919)[FCA CF] Client dealing (4 Aug 2021 to 9 Dec 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Rematch Ltd (no longer appointed)

    FRN 502323 · Appointed 15 Jun 2009 · Until 14 Oct 2016

  • ICAP Equities Ltd (no longer appointed)

    FRN 481584 · Appointed 11 Apr 2008 · Until 22 Mar 2010

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2265)[FCA CF] Material risk taker

  2. controlled function added: (2264)SMF18 Other Overall Responsibility

  3. controlled function added: (2263)[FCA CF] Material risk taker

  4. controlled function added: (2262)CF28 Systems and controls

  5. controlled function added: (2261)CF10 Compliance Oversight

  6. controlled function added: (2260)[FCA CF] Material risk taker

  7. controlled function added: (2259)CF10 Compliance Oversight

  8. controlled function added: (2258)CF28 Systems and controls

  9. controlled function added: (2257)SMF4 Chief Risk

  10. controlled function added: (2256)SMF7 Group Entity Senior Manager

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