Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Apr 2024)
    • [FCA CF] Manager of certification employee (8 Apr 2024 to 26 Jul 2024)
    • [FCA CF] Client dealing (since 1 Sep 2021)
    • [FCA CF] Manager of certification employee (since 1 Sep 2021)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (31 Mar 2020 to 1 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 May 2002 to 31 Oct 2007)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (29 Jan 2010 to 8 Dec 2019)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.