Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP (Europe) SA, London Branch
FRN 992143
- [FCA CF] Client dealing (since 8 Apr 2024)
- [FCA CF] Manager of certification employee (8 Apr 2024 to 26 Jul 2024)
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 1 Sep 2021)
- [FCA CF] Manager of certification employee (since 1 Sep 2021)
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- [FCA CF] Client dealing (31 Mar 2020 to 1 Sep 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (13 May 2002 to 31 Oct 2007)
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- CF30 Customer (29 Jan 2010 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.