Date authorised
1 April 2013
Companies House
03674104
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    88 Wood Street
    London
    EC2V 7DA
    UNITED KINGDOM
    Phone
    +4402077763100
  • Complaints Contact

    88 Wood Street
    London
    EC2V 7DA
    UNITED KINGDOM
    Phone
    +4402077763100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ratan Pal

    IRN RXP01214

    • CF13 Finance (1 Dec 2001 to 1 Jul 2003)
  • Robert Gordon Stevens

    IRN RGS01084

    • CF30 Customer (2 Apr 2013 to 3 Oct 2013)
  • Robert William Kelly

    IRN RWK01014

    • CF28 Systems and controls (1 Nov 2007 to 1 Aug 2008)
    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF13 Finance (23 Jan 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Aug 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Aug 2008)
  • Robin Leonard Lowe

    IRN RLL01046

    • CF30 Customer (6 Dec 2017 to 8 Dec 2019)
  • Ryuichiro Tanaka

    IRN RXT01642

    • CF2 Non Executive Director (16 Jun 2015 to 3 Apr 2017)
  • Ryuichiro Tanaka

    IRN RXT00260

    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2022 to 24 Oct 2024)
  • Satoru Ajioka

    IRN SXA00761

    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 24 Oct 2024)
  • Satoshi Yamanaka

    IRN SXY01110

    • CF2 Non Executive Director (27 Jul 2010 to 1 Apr 2011)
  • Scott Lennon

    IRN SXL01180

    • [FCA CF] Client dealing (since 3 Sep 2025)
  • Shigeru Nakashima

    IRN SXN00456

    • [FCA CF] Significant management (since 18 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.