Date authorised
1 April 2013
Companies House
03674104
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    88 Wood Street
    London
    EC2V 7DA
    UNITED KINGDOM
    Phone
    +4402077763100
  • Complaints Contact

    88 Wood Street
    London
    EC2V 7DA
    UNITED KINGDOM
    Phone
    +4402077763100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shigeru Nakashima

    IRN SXN01787

    • CF2 Non Executive Director (18 Dec 2017 to 8 Dec 2019)
  • Shujing Huan

    IRN SXH02640

    • CF30 Customer (11 Aug 2015 to 30 Mar 2018)
  • Sumihiro Hirono

    IRN SXH01346

    • CF2 Non Executive Director (1 Dec 2001 to 27 Jun 2002)
  • Takashi Hirobe

    IRN TXH01235

    • CF2 Non Executive Director (19 Apr 2007 to 1 Apr 2008)
    • CF3 Chief Executive (18 Feb 2003 to 19 Apr 2007)
    • CF8 Apportionment and Oversight (18 Feb 2003 to 19 Apr 2007)
  • Takeo Fujihara

    IRN TXF01132

    • CF2 Non Executive Director (19 Apr 2012 to 28 Mar 2019)
    • CF3 Chief Executive (19 Apr 2007 to 19 Apr 2012)
    • CF8 Apportionment and Oversight (19 Apr 2007 to 31 Oct 2007)
  • Takumi Shirai

    IRN TXS01372

    • CF2 Non Executive Director (28 Jul 2005 to 3 Apr 2006)
  • Takuya Suehiro

    IRN TXS01691

    • CF3 Chief Executive (2 Apr 2012 to 3 Apr 2017)
  • Theo Tibbitts

    IRN THT01025

    • [FCA CF] Material risk taker (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • CF30 Customer (11 Jul 2017 to 8 Dec 2019)
  • Tina Annette Wheeler

    IRN TAW01045

    • CF26 Customer Trading (1 Dec 2001 to 10 May 2002)
  • Toru Fujimori

    IRN TXF00056

    • SMF3 Executive Director (1 Apr 2021 to 31 Mar 2025)
    • SMF1 Chief Executive (1 Apr 2021 to 31 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.