Toyota Tsusho Metals Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Lester Anthony Doman
IRN LAD01066
- CF11 Money Laundering Reporting (1 Aug 2008 to 31 Oct 2014)
- CF10 Compliance Oversight (1 Aug 2008 to 31 Oct 2014)
Makiko Miyazaki
IRN MXM03859
- CF30 Customer (17 Aug 2015 to 8 Dec 2019)
Matthew Armitage
IRN MXA00614
- SMF16 Compliance Oversight (19 Apr 2022 to 31 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Apr 2022 to 31 Aug 2022)
Matthew Roper
IRN MXR00472
- [FCA CF] Client dealing (since 10 Jan 2022)
Michael Arash Khosrowpour
IRN MXK01448
- CF22 Investment Adviser (Trainee) (27 Feb 2004 to 7 Oct 2005)
Michael John O'Sullivan
IRN MXO01076
- CF30 Customer (9 Jun 2010 to 30 Mar 2018)
Michael Parnell
IRN MXP00681
- [FCA CF] Significant management (since 15 Mar 2023)
- [FCA CF] CASS oversight function (15 Mar 2023 to 31 Mar 2025)
Naoto Yamauchi
IRN NXY01025
- CF2 Non Executive Director (14 Aug 2002 to 24 Jun 2005)
Noriko van Dorp
IRN NXV01080
- CF30 Customer (9 Sep 2009 to 31 Oct 2015)
Paul Alan Marney
IRN PAM01121
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Mar 2024)
- SMF16 Compliance Oversight (since 14 Mar 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (14 Mar 2024 to 9 Jul 2025)
- CF1 Director (18 Dec 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.