Toyota Tsusho Metals Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Jake Constable
IRN JXC02695
- CF30 Customer (20 Oct 2014 to 28 Sep 2018)
James Andrews
IRN JJA01013
- [FCA CF] Material risk taker (since 6 Mar 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- CF30 Customer (3 Dec 2007 to 8 Dec 2019)
James Peter Shaw
IRN JPS01236
- CF30 Customer (8 Nov 2016 to 12 Apr 2019)
Jan Anders Rommer
IRN JAR01086
- CF30 Customer (12 Oct 2012 to 30 Mar 2018)
Jeffery Edward O'Neill
IRN JEO01016
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2007)
John Frederic Wilkes
IRN JFW01091
- SMF16 Compliance Oversight (9 Dec 2019 to 19 Apr 2022)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Apr 2022)
- CF1 Director (18 Apr 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (24 Dec 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (24 Dec 2014 to 8 Dec 2019)
Kang Zhang
IRN KXZ00045
- [FCA CF] Client dealing (since 18 Sep 2025)
Kanji Tajima
IRN KXT00378
- [FCA CF] Client dealing (since 18 Sep 2025)
Kentaro Yamanaka
IRN KXY13366
- SMF3 Executive Director (since 6 May 2025)
- SMF1 Chief Executive (since 6 May 2025)
- [FCA CF] Material risk taker (6 May 2025 to 9 Jul 2025)
- CF2 Non Executive Director (12 Jun 2019 to 8 Dec 2019)
Kozo Yota
IRN KXY01072
- CF2 Non Executive Director (22 Jun 2009 to 1 Apr 2010)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.