Date authorised
1 April 2013
Companies House
03674104
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    88 Wood Street
    London
    EC2V 7DA
    UNITED KINGDOM
    Phone
    +4402077763100
  • Complaints Contact

    88 Wood Street
    London
    EC2V 7DA
    UNITED KINGDOM
    Phone
    +4402077763100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Haruhiko Inoue

    IRN HXI01066

    • CF2 Non Executive Director (1 May 2008 to 15 Apr 2009)
  • Hideki Kondo

    IRN HXK01190

    • CF2 Non Executive Director (1 May 2008 to 2 Apr 2012)
  • Hideki Yanase

    IRN HXY01024

    • CF2 Non Executive Director (1 Dec 2001 to 1 Apr 2008)
  • Hirohito Haraguchi

    IRN HXH01154

    • CF2 Non Executive Director (24 May 2006 to 12 Apr 2007)
  • Hiroki Shinagawa

    IRN HXS00591

    • [FCA CF] Client dealing (since 18 Sep 2025)
  • Hiroshi Tsunetomi

    IRN HXT00057

    • Director of firm who is not a certification employee or a SMF manager (10 Apr 2020 to 31 Mar 2022)
  • Hiroto Nakane

    IRN HXN01094

    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2021)
    • CF3 Chief Executive (19 Dec 2017 to 8 Dec 2019)
    • CF2 Non Executive Director (25 Jul 2007 to 15 Apr 2009)
  • Iori Tateishi

    IRN IXT01029

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2025)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
  • Itsuka Mochizuki

    IRN IXM00364

    • [FCA CF] Client dealing (since 18 Sep 2025)
  • Jack Gillingwater

    IRN JXG01812

    • [FCA CF] Material risk taker (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • CF30 Customer (16 Dec 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.