Tower Research Capital Europe Limited

• Principal Place of Business

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

  Web

  https://www.tower-research.com

• Complaints Contact

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Michael Jones

  IRN MXJ00290

  • [FCA CF] Algorithmic trading (30 Mar 2022 to 16 Jun 2022)
  • [FCA CF] Client dealing (30 Mar 2022 to 16 Jun 2022)
  • [FCA CF] Proprietary trader (30 Mar 2022 to 16 Jun 2022)
• Natasha Natalie Bonner-Fomes

  IRN NNB01017

  • CF2 Non Executive Director (30 Sep 2016 to 28 Feb 2019)
• Neil Bathia

  IRN NXB01954

  • CF30 Customer (3 May 2017 to 7 Nov 2018)
  • CF29 Significant management (3 May 2017 to 7 Nov 2018)
• Nicholas Albert Underwood

  IRN NAU00005

  • CF1 Director (30 Sep 2008 to 9 Oct 2014)
• Nicholas Galateo

  IRN NXG01456

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 30 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2022)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 30 Mar 2022)
  • CF30 Customer (3 Nov 2018 to 8 Dec 2019)
• Nicolas Bachelier

  IRN NXB01995

  • CF30 Customer (16 May 2018 to 23 Aug 2019)
• Nicolas Niquet

  IRN NXN01136

  • CF29 Significant management (7 Apr 2011 to 10 Sep 2012)
  • CF1 Director (9 Nov 2010 to 10 Sep 2012)
• Nikolaos Stathopoulos

  IRN NXS02303

  • CF30 Customer (15 Feb 2017 to 19 Sep 2019)
• Nikos Sarkas

  IRN SXN00176

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2022)
• Olaf Duemmer Wrigley

  IRN OXD01154

  • CF30 Customer (21 Apr 2017 to 25 Nov 2019)

No changes recorded yet.