Tower Research Capital Europe Limited

• Principal Place of Business

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

  Web

  https://www.tower-research.com

• Complaints Contact

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Paul Martin Bermingham

  IRN PMB01218

  • CF29 Significant management (10 Apr 2013 to 9 Jan 2014)
• Peter Arthur Buckley

  IRN PAB01325

  • CF1 Director (1 Apr 2008 to 15 Oct 2008)
• Pierre Lefevre

  IRN PXL00203

  • [FCA CF] Algorithmic trading (29 Sep 2021 to 11 Feb 2026)
  • [FCA CF] Material risk taker (29 Sep 2021 to 30 Mar 2022)
  • [FCA CF] Proprietary trader (29 Sep 2021 to 11 Feb 2026)
  • [FCA CF] Client dealing (29 Sep 2021 to 11 Feb 2026)
• Prashant Lal

  IRN PXL01411

  • CF30 Customer (1 Apr 2008 to 15 Oct 2008)
• Pretesh Patel

  IRN PXP01913

  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • CF30 Customer (10 May 2017 to 8 Dec 2019)
  • CF29 Significant management (27 Apr 2016 to 8 Dec 2019)
• Quentin Arthur Bossard

  IRN QAB01002

  • CF30 Customer (7 Jun 2017 to 8 Dec 2019)
• Quentin Bossard

  IRN QXB00001

  • [FCA CF] Algorithmic trading (29 Sep 2021 to 30 Mar 2022)
  • [FCA CF] Client dealing (29 Sep 2021 to 30 Mar 2022)
  • [FCA CF] Proprietary trader (29 Sep 2021 to 7 Mar 2024)
• Riaz Khan

  IRN RMK01071

  • [FCA CF] Proprietary trader (30 Mar 2022 to 16 Sep 2024)
  • [FCA CF] Algorithmic trading (30 Mar 2022 to 16 Sep 2024)
• Richard Marshall

  IRN RJM01386

  • [FCA CF] Proprietary trader (since 6 Apr 2020)
  • [FCA CF] Algorithmic trading (since 6 Apr 2020)
  • [FCA CF] Client dealing (since 6 Apr 2020)
  • CF30 Customer (28 Jul 2017 to 10 Oct 2019)
• Rishab Vijay Vargia

  IRN RXV00052

  • [FCA CF] Algorithmic trading (22 Jul 2021 to 1 Nov 2021)
  • [FCA CF] Client dealing (22 Jul 2021 to 1 Nov 2021)
  • [FCA CF] Proprietary trader (22 Jul 2021 to 1 Nov 2021)

No changes recorded yet.