Tower Research Capital Europe Limited

• Principal Place of Business

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

  Web

  https://www.tower-research.com

• Complaints Contact

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Madjid Semah

  IRN SXM03156

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2022)
• Mahim Mishra

  IRN MXM02318

  • [FCA CF] Client dealing (since 9 Jul 2025)
  • [FCA CF] Proprietary trader (since 9 Jul 2025)
  • [FCA CF] Algorithmic trading (since 22 Jul 2021)
  • [FCA CF] Client dealing (22 Jul 2021 to 30 Mar 2022)
  • [FCA CF] Material risk taker (22 Jul 2021 to 30 Mar 2022)
  • [FCA CF] Proprietary trader (22 Jul 2021 to 30 Mar 2022)
  • CF29 Significant management (12 Feb 2013 to 8 Dec 2019)
  • CF30 Customer (3 Sep 2010 to 12 Feb 2013)
• Marc Vesecky

  IRN MXV01273

  • CF1 Director (13 Dec 2012 to 31 Jul 2019)
• Marco Bragazzi

  IRN MXB03753

  • [FCA CF] Material risk taker (since 31 Mar 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (15 Dec 2015 to 8 Dec 2019)
• Mark Howard Gorton

  IRN MHG01036

  • CF1 Director (1 Apr 2008 to 2 Aug 2019)
• Martin Thomas Pham Vu

  IRN MTV01002

  • CF29 Significant management (19 Mar 2014 to 4 May 2017)
• Matthew Hpa

  IRN MXH03247

  • [FCA CF] Algorithmic trading (27 Jul 2020 to 25 Nov 2022)
  • [FCA CF] Client dealing (27 Jul 2020 to 25 Nov 2022)
  • [FCA CF] Proprietary trader (27 Jul 2020 to 25 Nov 2022)
• Matthew John Hill

  IRN MJH01479

  • CF1 Director (25 Jun 2008 to 22 Feb 2011)
  • CF10 Compliance Oversight (25 Jun 2008 to 22 Feb 2011)
  • CF11 Money Laundering Reporting (25 Jun 2008 to 22 Feb 2011)
• Mehdi Bengelloun Zahr

  IRN MEB01197

  • [FCA CF] Material risk taker (since 29 Sep 2021)
  • [FCA CF] Proprietary trader (since 29 Sep 2021)
  • [FCA CF] Algorithmic trading (since 29 Sep 2021)
  • [FCA CF] Client dealing (since 29 Sep 2021)
  • CF30 Customer (27 Jun 2017 to 8 Dec 2019)
  • CF29 Significant management (4 Jul 2016 to 8 Dec 2019)
• Michael Adrian Bernard Jones

  IRN MAJ01173

  • CF29 Significant management (11 Jun 2018 to 8 Oct 2019)
  • CF30 Customer (20 Mar 2017 to 8 Oct 2019)

No changes recorded yet.