Tower Research Capital Europe Limited

• Principal Place of Business

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

  Web

  https://www.tower-research.com

• Complaints Contact

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Siddharth Bora

  IRN SXB04086

  • [FCA CF] Client dealing (since 4 Aug 2025)
  • [FCA CF] Algorithmic trading (since 4 Aug 2025)
  • [FCA CF] Proprietary trader (since 4 Aug 2025)
• Simon West

  IRN SXW01942

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2024)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 18 Oct 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2022)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 18 Oct 2024)
  • CF30 Customer (22 Mar 2017 to 8 Dec 2019)
  • CF29 Significant management (2 Jan 2014 to 8 Dec 2019)
• Steven Hall

  IRN SXH02305

  • [FCA CF] Proprietary trader (8 Jun 2023 to 20 Aug 2025)
  • [FCA CF] Algorithmic trading (8 Jun 2023 to 20 Aug 2025)
  • [FCA CF] Client dealing (8 Jun 2023 to 20 Aug 2025)
• Steven Paul Harris

  IRN SPH01072

  • [FCA CF] Algorithmic trading (since 20 Sep 2024)
  • [FCA CF] Client dealing (since 20 Sep 2024)
  • [FCA CF] Proprietary trader (since 20 Sep 2024)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
  • CF29 Significant management (6 May 2015 to 8 Dec 2019)
• Thomas Georges

  IRN TXG00129

  • [FCA CF] Algorithmic trading (2 Nov 2020 to 10 Sep 2021)
  • [FCA CF] Proprietary trader (2 Nov 2020 to 10 Sep 2021)
  • [FCA CF] Client dealing (2 Nov 2020 to 10 Sep 2021)
• Thomas Hans Toller

  IRN THT01007

  • CF3 Chief Executive (1 Mar 2012 to 8 Jul 2013)
  • CF28 Systems and controls (8 Mar 2011 to 14 Sep 2012)
  • CF11 Money Laundering Reporting (8 Mar 2011 to 15 Feb 2012)
  • CF10 Compliance Oversight (8 Mar 2011 to 15 Feb 2012)
  • CF1 Director (24 Feb 2011 to 8 Jul 2013)
• Thomas Oknainsky

  IRN TXO00141

  • [FCA CF] Proprietary trader (since 7 Mar 2024)
  • [FCA CF] Algorithmic trading (since 7 Mar 2024)
  • [FCA CF] Client dealing (since 7 Mar 2024)
• Thomas Simon Louis Trotzier

  IRN TST01017

  • CF29 Significant management (12 Feb 2013 to 30 Jun 2016)
• Valentin Rayon

  IRN VXR41803

  • [FCA CF] Algorithmic trading (30 Mar 2022 to 7 Mar 2024)
• Vincent Masse

  IRN MXV00094

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2022)

No changes recorded yet.