Toscafund Asset Management LLP

Date authorised
1 April 2013
Companies House
OC320318
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ferguson House
    15 Marylebone Road
    5th Floor
    London
    NW1 5JD
    UNITED KINGDOM
    Phone
    +4402078456100
    Web
    https://www.toscafund.com

  • Complaints Contact

    Ferguson House
    15 Marylebone Road
    5th Floor
    London
    NW1 5JD
    UNITED KINGDOM
    Phone
    +4402078456100
    Web
    https://www.toscafund.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Stewart Philo

    IRN ISP01007

    • CF30 Customer (13 Aug 2008 to 7 May 2015)
    • CF4 Partner (13 Aug 2008 to 7 May 2015)
  • James Nii-Lante Hutton-Mills

    IRN JXH01394

    • CF30 Customer (1 Jul 2008 to 31 Mar 2009)
    • CF4 Partner (1 Jul 2008 to 31 Mar 2009)
  • James Stewart Johnson

    IRN JSJ01018

    • CF30 Customer (25 Jan 2016 to 30 Sep 2017)
  • Jamie Ronal Taylor

    IRN JRT01125

    • CF30 Customer (11 Jun 2015 to 8 Dec 2019)
  • Jhongsup Joseph Chai

    IRN JJC01123

    • CF30 Customer (12 Aug 2008 to 15 Apr 2014)
    • CF4 Partner (31 Oct 2006 to 15 Apr 2014)
  • Joerg Sponer

    IRN JXS02262

    • [FCA CF] Client dealing (22 Feb 2021 to 5 Apr 2024)
  • John David De La Hey

    IRN JDD01030

    • SMF27 Partner (9 Dec 2019 to 1 Apr 2024)
    • CF29 Significant management (11 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (31 Oct 2006 to 8 Dec 2019)
  • John Lawrence Randolph Mullings

    IRN JXM04171

    • [FCA CF] Significant management (since 20 Nov 2024)
  • Jonathan Patrick Sheehan

    IRN JPS01079

    • [FCA CF] Significant management (since 25 Apr 2025)
    • [FCA CF] Client dealing (since 25 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (31 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (31 Oct 2006 to 9 Dec 2019)
  • Jonathan William Sleath

    IRN JWS01116

    • [FCA CF] Client dealing (1 Nov 2023 to 7 Jun 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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