Tindall Riley & Co Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Malcolm Charles Newman
IRN MCN01007
- SMF9 Chair of the Governing Body (since 11 Jan 2025)
- [PRA CF] Key function holder (since 2 Jan 2025)
- Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2022)
Michael Robert Aylmer Hall
IRN MRH01258
- SMF1 Chief Executive (since 1 Jan 2026)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (17 May 2016 to 8 Dec 2019)
Michael Roy Stevenson
IRN MRS01221
- [FCA CF] Material risk taker (since 1 Mar 2024)
Niall Doherty
IRN NXD00362
- [FCA CF] Material risk taker (since 17 Jun 2025)
Penelope Hurst
IRN PXH01491
- CF2 Non Executive Director (1 Oct 2013 to 8 Dec 2019)
Peter Miles Hey
IRN PXH00112
- [FCA CF] Material risk taker (31 Mar 2021 to 30 Sep 2021)
Philip David Whittaker
IRN PDW01077
- SMF3 Executive Director (19 Jun 2021 to 16 Dec 2021)
Phillippa Jane Smith
IRN PJS01513
- [FCA CF] Material risk taker (since 31 Mar 2021)
Rhona Margaret Lewry
IRN RXL27960
- SMF3 Executive Director (9 May 2022 to 1 Aug 2025)
Richard Emlyn Heppell
IRN REH01120
- SMF3 Executive Director (since 18 Mar 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.