Tindall Riley & Co Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Hayley Jane Connell
IRN HXC00284
- [FCA CF] Material risk taker (since 28 Feb 2024)
Hazel Emma Webb
IRN HXW00012
- [FCA CF] Material risk taker (31 Mar 2021 to 23 Feb 2023)
Helen Slattery
IRN HXS01987
- [FCA CF] Material risk taker (31 Mar 2021 to 5 Nov 2024)
Jane Margaret Carpenter
IRN JMC01347
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
- CF1 Director (1 Apr 2015 to 8 Dec 2019)
Joanne Louise Cleaver
IRN JXC00720
- [FCA CF] Material risk taker (20 Sep 2021 to 16 Feb 2024)
John Alistair Trew
IRN JAT01122
- CF1 Director (1 Oct 2013 to 31 Dec 2016)
- Responsible for Insurance Mediation (1 Oct 2013 to 31 Dec 2016)
John Charles Murkett
IRN JCM01201
- CF1 Director (1 Oct 2013 to 18 Jun 2019)
John Joseph Davitt
IRN JJD01082
- CF1 Director (1 Oct 2013 to 29 May 2015)
Jonathan Paul Rodgers
IRN JPR01134
- SMF3 Executive Director (9 Dec 2019 to 1 May 2021)
- CF3 Chief Executive (1 Oct 2013 to 24 Apr 2014)
- CF1 Director (1 Oct 2013 to 8 Dec 2019)
Julian McGuiggan
IRN JXM42705
- SMF3 Executive Director (since 11 Jun 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.