Date authorised
2 September 2016
Companies House
08364643
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Clutha House
    10 Storey's Gate
    London
    SW1P 3AY
    UNITED KINGDOM
    Phone
    +442080169500
  • Complaints Contact

    Clutha House
    10 Storey's Gate
    London
    SW1P 3AY
    UNITED KINGDOM
    Phone
    +442080169500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • NIKLAS TIM SCHMIDT

    IRN NTS01024

    • CF30 Customer (6 Oct 2017 to 8 Dec 2019)
  • Natalia Florman

    IRN NXF00151

    • [FCA CF] Client dealing (since 1 Apr 2023)
  • OLIVER WILLIAM ANDREWS

    IRN OXA00007

    • [FCA CF] Manager of certification employee (1 Jan 2020 to 2 Jul 2021)
    • [FCA CF] Client dealing (1 Jan 2020 to 2 Jul 2021)
  • Owen Stewart Khonje

    IRN OSK01003

    • [FCA CF] Manager of certification employee (13 Mar 2023 to 21 Jun 2024)
    • [FCA CF] Client dealing (13 Mar 2023 to 21 Jun 2024)
  • PATRICK MARTIN

    IRN PXM00041

    • [FCA CF] Client dealing (1 Jan 2020 to 5 Sep 2021)
  • Patrik Fabio Casparis

    IRN PFC01031

    • CF1 Director (AR) (since 1 Sep 2020)
    • CF30 Customer (since 1 Sep 2020)
  • Paul Mack

    IRN PXM01323

    • CF4 Partner (AR) (6 Jul 2018 to 9 Dec 2024)
    • CF30 Customer (6 Jun 2017 to 9 Dec 2024)
  • Pilar Junco

    IRN PXJ01112

    • CF30 Customer (since 5 Sep 2022)
  • Rodrigo Aguirre

    IRN RXA00375

    • [FCA CF] Manager of certification employee (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 1 Jan 2023)
  • Sanjana Tiwari

    IRN SXT02130

    • [FCA CF] Client dealing (1 Apr 2021 to 31 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.