Date authorised
1 April 2013
Companies House
07980064
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    City Of London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +443030038104
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +443030038104

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jenny Hughes

    IRN JXH00626

    • Director of firm who is not a certification employee or a SMF manager (8 Feb 2023 to 25 Feb 2025)
  • Joanne Sarah Marchington

    IRN JXM03091

    • CF1 Director (13 Jan 2014 to 5 May 2017)
  • Kelly Anne Ogley

    IRN KAO01029

    • Director of firm who is not a certification employee or a SMF manager (6 Feb 2023 to 29 Aug 2023)
  • Mark John Daines

    IRN MJD01435

    • SMF3 Executive Director (5 Jun 2024 to 10 Jan 2025)
    • Responsible for Insurance Distribution (5 Jun 2024 to 10 Jan 2025)
    • CF1 Director (17 Jun 2019 to 8 Dec 2019)
  • Matthew Paul Munro

    IRN MPM01132

    • SMF3 Executive Director (since 14 Feb 2025)
    • SMF1 Chief Executive (since 14 Feb 2025)
    • Responsible for Insurance Distribution (since 14 Feb 2025)
  • Penny Susan Searles

    IRN PSS01063

    • Director of firm who is not a certification employee or a SMF manager (since 16 Jan 2025)
  • Peter Edward Leppington

    IRN PEL01040

    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2021)
    • CF1 Director (25 May 2017 to 8 Dec 2019)
  • Peter William Blanc

    IRN PWB01072

    • SMF3 Executive Director (9 Dec 2019 to 7 Dec 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Dec 2021)
    • Responsible for Insurance Distribution (16 May 2019 to 7 Dec 2021)
    • CF1 Director (9 Apr 2019 to 8 Dec 2019)
    • CF3 Chief Executive (9 Apr 2019 to 8 Dec 2019)
  • Philippa Annie Marchington

    IRN PAM01306

    • CF1 Director (31 May 2017 to 22 Mar 2019)
  • Simon William Harrow

    IRN SXH00446

    • [FCA CF] Significant management (since 15 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.