Date authorised
1 April 2013
Companies House
07980064
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    City Of London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +443030038104
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +443030038104

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen John Starling Lark

    IRN SJL01170

    • SMF9 Chair of the Governing Body (30 Oct 2020 to 7 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
    • CF1 Director (10 Apr 2019 to 8 Dec 2019)
  • Stuart Paul Rootham

    IRN SPR01062

    • SMF3 Executive Director (9 Dec 2019 to 7 Dec 2021)
    • CF1 Director (9 Apr 2019 to 8 Dec 2019)
  • Tilly Jane Marchington

    IRN TJM01243

    • CF1 Director (31 May 2017 to 22 Mar 2019)
  • Tim Mark Holland

    IRN TMH01105

    • SMF3 Executive Director (9 Dec 2019 to 29 Nov 2021)
    • CF1 Director (9 Apr 2019 to 8 Dec 2019)
  • Toby John Green

    IRN TJG01115

    • SMF3 Executive Director (9 Dec 2019 to 28 Jun 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 May 2019)
    • Responsible for Insurance Mediation (24 May 2017 to 30 Sep 2018)
    • CF1 Director (24 May 2017 to 8 Dec 2019)
  • Warren Paul Dickson

    IRN WPD01010

    • SMF3 Executive Director (17 May 2021 to 13 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

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