Date authorised
1 April 2013
Companies House
03242286
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kings Park House
    Laurelhill Business Park
    Stirling
    Stirlingshire
    FK7 9NS
    UNITED KINGDOM
    Phone
    +4401786435000
  • Complaints Contact

    Kings Park House
    Laurelhill Business Park
    Stirling
    Stirlingshire
    FK7 9NS
    UNITED KINGDOM
    Phone
    +4401786435000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Graham Milne

    IRN AXM00697

    • Director of firm who is not a certification employee or a SMF manager (since 29 Mar 2021)
  • Andrew James Robert Hudson

    IRN AJH01413

    • CF28 Systems and controls (1 Nov 2007 to 17 Jul 2017)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 17 Jul 2017)
  • Anthony Malcolm Hackney

    IRN AXH00443

    • Director of firm who is not a certification employee or a SMF manager (29 Mar 2021 to 31 Jul 2023)
  • David Vaughan Edwards

    IRN DXE00093

    • Director of firm who is not a certification employee or a SMF manager (29 Mar 2021 to 31 Mar 2026)
  • Gavin Paul Adkins

    IRN GXA20660

    • Responsible for Insurance Distribution (14 Apr 2021 to 12 Oct 2023)
    • SMF29 Limited scope function (limited scope SMCR firms only) (19 Dec 2019 to 12 Oct 2023)
  • George Murray McRobbie

    IRN GMM01072

    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jul 2020)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Harry Christopher George Stevens

    IRN HXS00146

    • Responsible for Insurance Distribution (since 14 Nov 2023)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 27 Oct 2023)
    • Director of firm who is not a certification employee or a SMF manager (29 Mar 2021 to 31 Oct 2023)
  • Jaakko Antero Sarantola

    IRN JAS01346

    • CF2 Non Executive Director (14 Jan 2005 to 18 Dec 2007)
  • Martin Frank Gale

    IRN MFG01030

    • CF2 Non Executive Director (14 Jan 2005 to 9 Jul 2007)
  • Matthew Justice Rivers

    IRN MJR01289

    • CF2 Non Executive Director (1 Mar 2006 to 10 Nov 2011)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Mar 2006)
    • CF1 Director (14 Jan 2005 to 1 Mar 2006)
    • CF3 Chief Executive (14 Jan 2005 to 28 Feb 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.