Date authorised
1 April 2013
Companies House
03242286
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kings Park House
    Laurelhill Business Park
    Stirling
    Stirlingshire
    FK7 9NS
    UNITED KINGDOM
    Phone
    +4401786435000
  • Complaints Contact

    Kings Park House
    Laurelhill Business Park
    Stirling
    Stirlingshire
    FK7 9NS
    UNITED KINGDOM
    Phone
    +4401786435000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Middleton

    IRN PXM01769

    • CF1 Director (14 Jan 2005 to 21 Jan 2015)
  • Peter Robert Amadeus Whitfield

    IRN PRW01105

    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2020)
    • CF1 Director (12 Jul 2006 to 8 Dec 2019)
  • Srimali Ignatia Dunn

    IRN SID01015

    • Director of firm who is not a certification employee or a SMF manager (29 Mar 2021 to 16 Dec 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Apr 2021)
    • CF1 Director (25 Jul 2017 to 8 Dec 2019)
    • CF28 Systems and controls (25 Jul 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jul 2017 to 30 Sep 2018)
  • Stephen Anthony Lavery

    IRN SAL01089

    • CF8 Apportionment and Oversight (2 Mar 2006 to 2 Mar 2006)
    • CF3 Chief Executive (2 Mar 2006 to 8 Apr 2013)
    • CF1 Director (14 Jan 2005 to 8 Apr 2013)
  • Stuart Vincent Pearson

    IRN SXP00373

    • Director of firm who is not a certification employee or a SMF manager (since 29 Mar 2021)
  • Timothy John Liddon

    IRN TXL00105

    • Director of firm who is not a certification employee or a SMF manager (29 Mar 2021 to 28 May 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.