Date authorised
11 November 2014
Companies House
08967301
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor 24 Grosvenor Street
    London
    W1K 4QN
    UNITED KINGDOM
    Phone
    +442076478360
  • Complaints Contact

    2nd Floor 24 Grosvenor Street
    London
    W1K 4QN
    UNITED KINGDOM
    Phone
    +442076478360

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ajay Ahuja

    IRN AXA02758

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Alexander Biggins

    IRN AXB01218

    • [FCA CF] Client dealing (21 Nov 2022 to 31 Mar 2026)
  • Bruce Huntlea Chapman

    IRN BXC01182

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (11 Nov 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (11 Nov 2014 to 8 Dec 2019)
  • Caitlin Allin

    IRN CXA00263

    • [FCA CF] Client dealing (since 19 Oct 2022)
  • Isobel Root

    IRN IXR21978

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2025)
    • CF30 Customer (15 Oct 2019 to 8 Dec 2019)
  • Jai Cant

    IRN JXC03306

    • [FCA CF] Client dealing (since 22 Jan 2025)
  • Karishma Vyas

    IRN KXV00064

    • [FCA CF] Client dealing (since 19 Oct 2022)
  • Laura Endicott

    IRN LXE21812

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Oct 2019 to 8 Dec 2019)
  • Louise Chesworth

    IRN LXC00307

    • [FCA CF] Client dealing (since 14 Jan 2022)
  • Lucy Scott

    IRN LXS01917

    • CF30 Customer (1 Mar 2018 to 28 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.