Date authorised
11 November 2014
Companies House
08967301
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor 24 Grosvenor Street
    London
    W1K 4QN
    UNITED KINGDOM
    Phone
    +442076478360
  • Complaints Contact

    2nd Floor 24 Grosvenor Street
    London
    W1K 4QN
    UNITED KINGDOM
    Phone
    +442076478360

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patricia Wilkinson

    IRN PXW01869

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (8 Aug 2016 to 8 Dec 2019)
  • Sophie Belec

    IRN SXB04123

    • [FCA CF] Client dealing (since 20 Oct 2025)
  • Wilhelmina Anna Maria Gales

    IRN WAG01014

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Nov 2014 to 8 Dec 2019)
    • CF1 Director (11 Nov 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.