Threadmark LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Paul Declan Murphy
IRN PDM01161
- CF30 Customer (1 Jul 2010 to 31 Mar 2014)
Richard Alistair Robert Strutt
IRN RXS02434
- CF30 Customer (25 Jan 2016 to 1 Aug 2016)
Rocco Fioretti
IRN RXF00335
- [FCA CF] Client dealing (since 12 Sep 2024)
Wilhelmina Anna Maria Gales
IRN WAG01014
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (3 Mar 2010 to 8 Dec 2019)
- CF30 Customer (3 Mar 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Mar 2010 to 8 Dec 2019)
William Rolf Pasold Lowry
IRN WRL01013
- [FCA CF] Client dealing (since 19 Apr 2021)

Smaller firms operating under this firm's FCA authorisation.

Threadmark Partners Limited (no longer appointed)
FRN 623948 · Appointed 22 May 2014 · Until 11 Nov 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.