Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring International Investment Limited
FRN 122628
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
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Baring Asset Management Limited
FRN 170601
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
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- CF30 Customer (27 Sep 2016 to 2 Jul 2019)
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- CF30 Customer (16 Jun 2014 to 30 Jun 2016)
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- CF30 Customer (1 Jul 2010 to 31 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.