Thornbridge Investment Management LLP

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FRN: 713859
Date authorised: 1 February 2016
Companies House: OC398922
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

Web

http://www.thornbridge.com
Complaints Contact

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andy Hope
IRN AJH01675
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF30 Customer (29 Dec 2016 to 10 Nov 2017)
- CF1 Director (AR) (29 Dec 2016 to 10 Nov 2017)
Anjel Masoum Noorbakhsh
IRN AXN14216
- CF30 Customer (25 Apr 2019 to 6 Dec 2019)
Annamaria Koerling
IRN AEL01026
- CF1 Director (AR) (since 15 Nov 2023)
- CF30 Customer (since 13 Nov 2017)
- CF4 Partner (AR) (13 Nov 2017 to 2 Jan 2024)
Anthony Charles Galliers-Pratt
IRN ACG01128
- CF30 Customer (since 11 Jul 2017)
- CF4 Partner (AR) (since 11 Jul 2017)
Anthony Paul Wall
IRN APW01182
- CF1 Director (AR) (9 Jan 2017 to 5 Jun 2019)
- CF30 Customer (9 Jan 2017 to 5 Jun 2019)
Archimede Mulas
IRN AXM09859
- CF1 Director (AR) (28 Dec 2018 to 20 Nov 2019)
- CF30 Customer (28 Dec 2018 to 20 Nov 2019)
Ardeshir Hormazd Sorabjee
IRN AXS05059
- CF30 Customer (27 Nov 2023 to 11 Jun 2024)
Asad Khalid Rahman
IRN AXR00976
- CF30 Customer (since 4 Dec 2024)
Ashley Roy Tabony
IRN ART01066
- CF1 Director (AR) (27 Feb 2018 to 12 Nov 2019)
- CF30 Customer (27 Feb 2018 to 12 Nov 2019)
Aurelia Sigrid Sarah Faure
IRN AXF01336
- CF1 Director (AR) (since 11 Jul 2025)
- CF30 Customer (since 23 Jun 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Blackstar Capital Europe Limited (no longer appointed)
FRN 844920 · Appointed 27 Jun 2019 · Until 21 May 2020
Thameside Markets Limited (no longer appointed)
FRN 814320 · Appointed 10 Jun 2019 · Until 20 Dec 2019 · Tied agent
Nighthawk Partners Limited (no longer appointed)
FRN 842150 · Appointed 15 May 2019 · Until 2 Aug 2022 · Tied agent
Ganita Wealth Limited (no longer appointed)
FRN 597259 · Appointed 17 Apr 2019 · Until 16 Nov 2020
Emicapital Europe Limited (no longer appointed)
FRN 840054 · Appointed 11 Apr 2019 · Until 16 Jan 2020 · Tied agent
K3 Advisory Limited (no longer appointed)
FRN 839495 · Appointed 4 Apr 2019 · Until 1 Jan 2022
Future Advisors Limited (no longer appointed)
FRN 834616 · Appointed 26 Feb 2019 · Until 29 Jan 2020 · Tied agent
MI Capital Research Limited (no longer appointed)
FRN 653594 · Appointed 3 Jan 2019 · Until 15 Jan 2025
Collective Equity Ownership Limited (no longer appointed)
FRN 829375 · Appointed 24 Dec 2018 · Until 20 Nov 2019 · Tied agent
Binocle Limited (no longer appointed)
FRN 826238 · Appointed 16 Nov 2018 · Until 1 Jul 2021 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.