Thornbridge Investment Management LLP

• Principal Place of Business

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

  Web

  http://www.thornbridge.com

• Complaints Contact

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paulo Todescan Lessa Mattos

  IRN PXM11148

  • [FCA CF] Client dealing (10 Mar 2025 to 14 Jul 2025)
• Peter Boden

  IRN PJB01314

  • CF30 Customer (21 Jun 2019 to 17 Sep 2019)
• Peter Eric Long

  IRN PEL01033

  • CF30 Customer (17 Jun 2019 to 3 Sep 2019)
• Peter Jonathan Stiles

  IRN PJS01199

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 25 Aug 2022)
  • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2022)
  • CF30 Customer (since 23 Aug 2022)
• Peter Kneale Brackett

  IRN PKB01036

  • CF30 Customer (11 Apr 2022 to 3 Mar 2025)
• Philip Albert Rodrigs

  IRN PAR01162

  • [FCA CF] Client dealing (since 27 Dec 2023)
  • CF1 Director (AR) (since 26 Sep 2023)
  • CF30 Customer (since 26 Sep 2023)
• Philip David Jack Nash

  IRN PXN13380

  • CF30 Customer (9 Apr 2019 to 8 Dec 2019)
• Philip Goldsmith

  IRN PXG01174

  • CF30 Customer (since 29 Apr 2024)
  • CF4 Partner (AR) (since 29 Apr 2024)
  • [FCA CF] Client dealing (since 18 Nov 2022)
• Philip Martin Jacobs

  IRN PMJ01069

  • CF30 Customer (17 May 2019 to 14 Jul 2020)
• Phillip Ian Harris

  IRN PXH00765

  • CF4 Partner (AR) (since 20 Mar 2025)

• Blackstar Capital Europe Limited (no longer appointed)

  FRN 844920 · Appointed 27 Jun 2019 · Until 21 May 2020

• Thameside Markets Limited (no longer appointed)

  FRN 814320 · Appointed 10 Jun 2019 · Until 20 Dec 2019 · Tied agent

• Nighthawk Partners Limited (no longer appointed)

  FRN 842150 · Appointed 15 May 2019 · Until 2 Aug 2022 · Tied agent

• Ganita Wealth Limited (no longer appointed)

  FRN 597259 · Appointed 17 Apr 2019 · Until 16 Nov 2020

• Emicapital Europe Limited (no longer appointed)

  FRN 840054 · Appointed 11 Apr 2019 · Until 16 Jan 2020 · Tied agent

• K3 Advisory Limited (no longer appointed)

  FRN 839495 · Appointed 4 Apr 2019 · Until 1 Jan 2022

• Future Advisors Limited (no longer appointed)

  FRN 834616 · Appointed 26 Feb 2019 · Until 29 Jan 2020 · Tied agent

• MI Capital Research Limited (no longer appointed)

  FRN 653594 · Appointed 3 Jan 2019 · Until 15 Jan 2025

• Collective Equity Ownership Limited (no longer appointed)

  FRN 829375 · Appointed 24 Dec 2018 · Until 20 Nov 2019 · Tied agent

• Binocle Limited (no longer appointed)

  FRN 826238 · Appointed 16 Nov 2018 · Until 1 Jul 2021 · Tied agent

No changes recorded yet.