Thornbridge Investment Management LLP

• Principal Place of Business

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

  Web

  http://www.thornbridge.com

• Complaints Contact

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel John Colombi

  IRN DJC01241

  • CF30 Customer (3 Feb 2016 to 29 Sep 2016)
• Daniel William Smith

  IRN DWS01127

  • CF30 Customer (22 Nov 2016 to 20 Dec 2016)
• Darren Paul Levy

  IRN DPL01076

  • CF30 Customer (7 Nov 2016 to 20 Dec 2016)
• David Charles Keast

  IRN DXK00094

  • CF30 Customer (9 Mar 2021 to 10 Mar 2026)
  • CF1 Director (AR) (9 Mar 2021 to 10 Mar 2026)
• David Eynon Smart

  IRN DES01049

  • CF30 Customer (7 May 2020 to 4 Mar 2021)
  • CF1 Director (AR) (7 May 2020 to 2 Jul 2020)
• David Herbert

  IRN DXH00895

  • [FCA CF] Client dealing (since 20 Mar 2026)
  • CF1 Director (AR) (since 26 Mar 2025)
  • CF30 Customer (since 26 Mar 2025)
• David Hinsley Stuff

  IRN DHS00032

  • CF1 Director (AR) (20 Dec 2017 to 30 Dec 2020)
  • CF30 Customer (20 Dec 2017 to 30 Dec 2020)
• David Jacques Patrick Hipkins

  IRN DJH01267

  • CF30 Customer (30 Mar 2018 to 5 Mar 2019)
• David John Lloyd Harris

  IRN DJH01462

  • CF1 Director (AR) (since 14 Jul 2023)
  • CF30 Customer (since 14 Jul 2023)
  • [FCA CF] Client dealing (17 Apr 2023 to 14 Jul 2023)
• David Martin Lowish

  IRN DML01072

  • CF30 Customer (since 20 Mar 2025)
  • [FCA CF] Client dealing (since 20 Mar 2025)
  • CF4 Partner (AR) (since 20 Mar 2025)

• Blackstar Capital Europe Limited (no longer appointed)

  FRN 844920 · Appointed 27 Jun 2019 · Until 21 May 2020

• Thameside Markets Limited (no longer appointed)

  FRN 814320 · Appointed 10 Jun 2019 · Until 20 Dec 2019 · Tied agent

• Nighthawk Partners Limited (no longer appointed)

  FRN 842150 · Appointed 15 May 2019 · Until 2 Aug 2022 · Tied agent

• Ganita Wealth Limited (no longer appointed)

  FRN 597259 · Appointed 17 Apr 2019 · Until 16 Nov 2020

• Emicapital Europe Limited (no longer appointed)

  FRN 840054 · Appointed 11 Apr 2019 · Until 16 Jan 2020 · Tied agent

• K3 Advisory Limited (no longer appointed)

  FRN 839495 · Appointed 4 Apr 2019 · Until 1 Jan 2022

• Future Advisors Limited (no longer appointed)

  FRN 834616 · Appointed 26 Feb 2019 · Until 29 Jan 2020 · Tied agent

• MI Capital Research Limited (no longer appointed)

  FRN 653594 · Appointed 3 Jan 2019 · Until 15 Jan 2025

• Collective Equity Ownership Limited (no longer appointed)

  FRN 829375 · Appointed 24 Dec 2018 · Until 20 Nov 2019 · Tied agent

• Binocle Limited (no longer appointed)

  FRN 826238 · Appointed 16 Nov 2018 · Until 1 Jul 2021 · Tied agent

No changes recorded yet.