David Eynon Smart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF30 Customer (7 May 2020 to 4 Mar 2021)
- CF1 Director (AR) (7 May 2020 to 2 Jul 2020)
Portfolio Manager Consultancy Ltd (no longer approved here)
FRN 795030
- (1)Employed By (7 May 2020 to 4 Mar 2021)
Franklin Templeton Investment Management Limited (no longer approved here)
FRN 121779
- CF30 Customer (30 Sep 2011 to 4 Mar 2016)
- CF3 Chief Executive (22 Mar 2007 to 8 Oct 2012)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Oct 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.