Thornbridge Investment Management LLP

• Principal Place of Business

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

  Web

  http://www.thornbridge.com

• Complaints Contact

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Geraint Donne

  IRN JGD01056

  • CF30 Customer (6 Sep 2023 to 7 Jul 2025)
• Jonathan Marshall Ralph

  IRN JMR01291

  • CF1 Director (AR) (since 8 Feb 2017)
  • CF30 Customer (since 8 Feb 2017)
• Jonathan Peter Freeland

  IRN JPF01047

  • CF30 Customer (5 Nov 2018 to 21 Aug 2023)
  • CF1 Director (AR) (5 Nov 2018 to 21 Aug 2023)
• Jonathan Saul Sieff

  IRN JSS01088

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • Appointed representative dealing with clients for which they require qualification (since 19 Nov 2021)
  • [FCA CF] Client dealing (since 19 Nov 2021)
  • CF30 Customer (since 4 Jun 2020)
• Jonathan Stuart William Adair

  IRN JXA00333

  • CF30 Customer (10 Feb 2022 to 16 Mar 2022)
  • CF1 Director (AR) (24 Dec 2021 to 16 Mar 2022)
• Joseph Henry Ferguson McWilliams

  IRN JXM04416

  • CF30 Customer (since 23 Jan 2026)
  • CF1 Director (AR) (since 23 Jan 2026)
• Joshua Diskin

  IRN JXD10289

  • CF30 Customer (15 Jan 2019 to 20 Sep 2019)
• Julian Wyndham Barnett

  IRN JWB01064

  • CF4 Partner (AR) (18 Aug 2020 to 1 Nov 2021)
• Kaarina Suikkonen

  IRN KXS02353

  • CF1 Director (AR) (24 Mar 2018 to 31 Mar 2019)
  • CF30 Customer (24 Mar 2018 to 31 Mar 2019)
• Kabir Chhatwani

  IRN KDC01026

  • CF1 Director (AR) (since 14 Jan 2026)

• MCD Capital Ltd. (no longer appointed)

  FRN 1014764 · Appointed 10 Jul 2024 · Until 3 Sep 2025

• V'OCEAN CAPITAL UK LTD (no longer appointed)

  FRN 1007997 · Appointed 1 Mar 2024 · Until 11 Jul 2025

• Beachstone Capital Partners LLP (no longer appointed)

  FRN 1004597 · Appointed 21 Nov 2023 · Until 9 Sep 2024

• Arrow Quantum Partners LLP (no longer appointed)

  FRN 833735 · Appointed 2 Aug 2022 · Until 14 Nov 2023

• Prescient Financial Services Group Limited (no longer appointed)

  FRN 845869 · Appointed 20 May 2022 · Until 22 Mar 2024

• Black Isle Capital Partners Limited (no longer appointed)

  FRN 973435 · Appointed 4 Apr 2022 · Until 3 Mar 2025

• TBS Placement LLP (no longer appointed)

  FRN 970273 · Appointed 18 Feb 2022 · Until 25 Mar 2022

• PoE Advisory UK Ltd. (no longer appointed)

  FRN 967793 · Appointed 18 Jan 2022 · Until 30 Jun 2023

• Curated Capital Ltd (no longer appointed)

  FRN 963561 · Appointed 7 Nov 2021 · Until 17 Mar 2022

• Stonebridge Advisors LLP (no longer appointed)

  FRN 962321 · Appointed 29 Oct 2021 · Until 23 Aug 2022

No changes recorded yet.