Thornbridge Investment Management LLP

Date authorised
1 February 2016
Companies House
OC398922
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +442039724510
    Web
    http://www.thornbridge.com

  • Complaints Contact

    13 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Favaloro

    IRN AXF02110

    • CF30 Customer (16 Jan 2018 to 2 Dec 2019)
    • CF1 Director (AR) (16 Jan 2018 to 2 Dec 2019)
  • Andreas Rapanos

    IRN AXR02922

    • CF1 Director (AR) (29 Jan 2020 to 29 Jul 2021)
    • CF30 Customer (23 Feb 2018 to 29 Jul 2021)
  • Andreas Schwarz

    IRN AXS01918

    • CF1 Director (AR) (28 Feb 2019 to 29 Jan 2020)
    • CF30 Customer (28 Feb 2019 to 29 Jan 2020)
  • Andrew Bowring Wimble

    IRN ABW01013

    • CF30 Customer (22 Apr 2020 to 17 Mar 2025)
    • CF4 Partner (AR) (24 Apr 2017 to 31 Mar 2020)
    • CF1 Director (AR) (19 Jul 2016 to 21 Apr 2017)
  • Andrew Christopher Fish

    IRN ACF01104

    • CF1 Director (AR) (5 Jan 2022 to 1 Jun 2023)
  • Andrew Christopher Gibbs

    IRN ACG01038

    • CF30 Customer (30 Apr 2019 to 21 Nov 2019)
  • Andrew Michael Mobbs

    IRN AMM01262

    • CF4 Partner (AR) (since 20 Mar 2025)
    • CF30 Customer (since 20 Mar 2025)
    • [FCA CF] Client dealing (since 20 Mar 2025)
  • Andrew Raymond Moorfield

    IRN ARM01146

    • CF4 Partner (AR) (26 Feb 2020 to 11 Aug 2023)
    • CF30 Customer (26 Feb 2020 to 11 Aug 2023)
  • Andrew Schwartz

    IRN AXS10306

    • [FCA CF] Client dealing (9 Dec 2020 to 1 Jul 2021)
    • CF30 Customer (15 Jan 2019 to 8 Dec 2019)
  • Andrew Vaughan Morton

    IRN AXM05250

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 May 2024)
    • [FCA CF] Client dealing (since 28 May 2024)
    • CF30 Customer (since 10 May 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.