Thornbridge Investment Management LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
13 Austin FriarsLondonEC2N 2HEUNITED KINGDOM- Phone
- +442039724510
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Complaints Contact
13 Austin FriarsLondonEC2N 2HEUNITED KINGDOM- Phone
- +442039724510
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Maybury Peerless
IRN DMP01095
- CF4 Partner (AR) (29 Oct 2018 to 21 Jun 2021)
- CF30 Customer (29 Oct 2018 to 21 Jun 2021)
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David O'Connor
IRN DXO00077
- CF1 Director (AR) (24 May 2021 to 11 Jun 2024)
- CF30 Customer (24 May 2021 to 11 Jun 2024)
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Davide Fioranelli
IRN DXF01628
- CF30 Customer (18 Oct 2016 to 2 Oct 2017)
- CF1 Director (AR) (18 Oct 2016 to 2 Oct 2017)
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Declan Michael O'Brien
IRN DXO20499
- CF30 Customer (20 Sep 2019 to 15 Mar 2022)
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Deepak Kasthwal
IRN DXK00348
- CF30 Customer (1 Mar 2024 to 10 Jul 2025)
- CF1 Director (AR) (1 Mar 2024 to 10 Jul 2025)
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Didier Bodart
IRN DXB01457
- CF30 Customer (3 Dec 2021 to 1 Apr 2022)
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Dorian Philippe Maillard
IRN DXM00929
- CF4 Partner (AR) (since 6 Jan 2025)
- CF30 Customer (since 6 Jan 2025)
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Duncan George McIntyre Stewart
IRN DGS01152
- CF30 Customer (6 Mar 2017 to 26 Jun 2019)
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Duncan John Andrew Milliken
IRN DXM00580
- CF1 Director (AR) (20 Sep 2023 to 15 Jan 2025)
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Duncan Maxwell Harvey
IRN DMH01189
- CF30 Customer (27 Jul 2020 to 4 May 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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MTS Prime Solutions Limited (no longer appointed)
FRN 790276 · Appointed 3 Oct 2017 · Until 30 May 2019
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Uhusiano Capital Limited (no longer appointed)
FRN 789786 · Appointed 26 Sep 2017 · Until 15 Jan 2020 · Tied agent
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Sterling Investments Management Limited (no longer appointed)
FRN 785485 · Appointed 31 Jul 2017 · Until 19 Mar 2021
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Global Trading Securities Co., Ltd (no longer appointed)
FRN 784199 · Appointed 13 Jul 2017 · Until 31 May 2018
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Songbook Social Limited (no longer appointed)
FRN 778928 · Appointed 12 May 2017 · Until 19 Nov 2019
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Marshall Sterling Wealth Management Limited (no longer appointed)
FRN 775968 · Appointed 6 Apr 2017 · Until 1 Sep 2017
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Alternative Asset Solutions Limited (no longer appointed)
FRN 774470 · Appointed 21 Mar 2017 · Until 8 Feb 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.