David Maybury Peerless

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Robert Quinn Advisory LLP (no longer approved here)
FRN 548030
- CF4 Partner (AR) (18 Jun 2021 to 20 May 2022)
- CF30 Customer (18 Jun 2021 to 7 Jan 2022)
Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF30 Customer (29 Oct 2018 to 21 Jun 2021)
- CF4 Partner (AR) (29 Oct 2018 to 21 Jun 2021)
Boustead Capital Markets LLP (no longer approved here)
FRN 824256
- Employed By (29 Oct 2018 to 20 May 2022)
Mizuho International plc (no longer approved here)
FRN 119256
- CF30 Customer (29 May 2013 to 6 Mar 2016)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (5 Sep 2011 to 29 Mar 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.