Thornbridge Investment Management LLP

• Principal Place of Business

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

  Web

  http://www.thornbridge.com

• Complaints Contact

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Timothy Rohan Hall

  IRN TRH01023

  • [FCA CF] Client dealing (19 Jan 2022 to 19 Jul 2022)
• Tom Robert Dixon

  IRN TRD01016

  • CF1 Director (AR) (since 28 Aug 2024)
  • CF30 Customer (since 21 Nov 2023)
  • CF4 Partner (AR) (21 Nov 2023 to 6 Sep 2024)
• Tommaso Migliore

  IRN TXM07643

  • CF1 Director (AR) (since 26 Oct 2018)
  • CF30 Customer (since 26 Oct 2018)
• Tor Sinclair

  IRN TXS03928

  • CF30 Customer (since 1 Sep 2023)
  • [FCA CF] Client dealing (since 1 Sep 2023)
• Trevor John Wells

  IRN TJW00037

  • CF4 Partner (AR) (15 Aug 2022 to 13 Nov 2023)
• Tyrone Matthews

  IRN TXM00487

  • [FCA CF] Client dealing (since 26 Jun 2023)
• Vaishak Swamy

  IRN VNS01002

  • CF30 Customer (since 15 Nov 2023)
  • CF1 Director (AR) (since 15 Nov 2023)
• Victor Lofty Basta

  IRN VLB01004

  • CF30 Customer (since 6 Jan 2025)
  • CF4 Partner (AR) (6 Jan 2025 to 12 Jan 2026)
• Victoria Basterra Gil

  IRN VXB00143

  • CF30 Customer (since 2 Nov 2023)
• Victoria Elaine Pease

  IRN VEP01005

  • CF30 Customer (30 Mar 2023 to 12 Dec 2023)

• Y Tree Limited (no longer appointed)

  FRN 799043 · Appointed 19 Jan 2018 · Until 17 Jan 2023

• Cognition Investment Partners Limited (no longer appointed)

  FRN 798536 · Appointed 12 Jan 2018 · Until 17 May 2018

• Contexo Capital Ltd (no longer appointed)

  FRN 798497 · Appointed 12 Jan 2018 · Until 2 Dec 2019 · Tied agent

• Lamassu Capital Ltd (no longer appointed)

  FRN 796551 · Appointed 14 Dec 2017 · Until 30 Dec 2020 · Tied agent

• Round Hill Capital Markets Ltd (no longer appointed)

  FRN 794041 · Appointed 14 Nov 2017 · Until 15 Mar 2022 · Tied agent

• Eiger Advisors Limited (no longer appointed)

  FRN 791892 · Appointed 19 Oct 2017 · Until 31 May 2023

• Berkeley Rock Capital Ltd (no longer appointed)

  FRN 791873 · Appointed 18 Oct 2017 · Until 23 May 2019

• QLO Capital Limited (no longer appointed)

  FRN 791395 · Appointed 12 Oct 2017 · Until 24 Sep 2021 · Tied agent

• Mint Global Markets UK Ltd. (no longer appointed)

  FRN 791308 · Appointed 12 Oct 2017 · Until 18 Nov 2019

• Agora Group Limited (no longer appointed)

  FRN 790905 · Appointed 10 Oct 2017 · Until 14 Dec 2018

No changes recorded yet.