Tom Robert Dixon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP
FRN 713859
- CF1 Director (AR) (since 28 Aug 2024)
- CF30 Customer (since 21 Nov 2023)
- CF4 Partner (AR) (21 Nov 2023 to 6 Sep 2024)
Cadarn Capital Ltd
FRN 998015
- Employed By (since 28 Aug 2024)
Beachstone Capital Partners LLP (no longer approved here)
FRN 1004597
- Employed By (21 Nov 2023 to 2 Sep 2024)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- [FCA CF] Client dealing (5 Feb 2020 to 31 Jul 2023)
- [FCA CF] Material risk taker (5 Feb 2020 to 31 Jul 2023)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (12 Jan 2016 to 8 Dec 2019)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (4 Oct 2013 to 16 Dec 2015)
City of London Investment Management Company Limited (no longer approved here)
FRN 169910
- CF30 Customer (1 Oct 2009 to 2 Aug 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.