Thornbridge Investment Management LLP

• Principal Place of Business

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

  Web

  http://www.thornbridge.com

• Complaints Contact

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Frederick Judd

  IRN AXJ10497

  • CF2 Non Executive Director (AR) (21 Jan 2019 to 7 Nov 2019)
• Alan John Morton

  IRN AJM01243

  • CF3 Chief Executive (AR) (26 Nov 2018 to 21 Nov 2019)
  • CF1 Director (AR) (26 Nov 2018 to 21 Nov 2019)
• Alan Michael Fletcher

  IRN AMF01139

  • CF1 Director (AR) (26 Feb 2018 to 30 May 2019)
• Alan Patrick Sheehan

  IRN AXS09976

  • CF30 Customer (15 May 2020 to 31 Oct 2024)
  • CF1 Director (AR) (15 Jan 2019 to 31 Oct 2024)
• Albert Bonneau

  IRN AXB43331

  • CF1 Director (AR) (12 Mar 2020 to 3 Aug 2020)
• Alex Brandreth

  IRN AJB01725

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (since 6 Apr 2020)
• Alex Child

  IRN AXC26776

  • [FCA CF] Client dealing (since 12 Jul 2023)
  • CF4 Partner (AR) (since 13 Oct 2022)
  • CF30 Customer (since 8 Jan 2020)
  • [FCA CF] Client dealing (9 Dec 2020 to 9 Jul 2021)
• Alex Hackett

  IRN AXH13503

  • [FCA CF] Client dealing (9 Dec 2020 to 31 Jul 2024)
  • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
• Alexander Bruce Shaw

  IRN ABS01023

  • CF4 Partner (AR) (since 8 Dec 2017)
  • CF30 Customer (since 8 Dec 2017)
• Alexander John Rich

  IRN AJR01423

  • CF30 Customer (7 May 2021 to 16 Jan 2023)
  • [FCA CF] Client dealing (7 May 2021 to 16 Jan 2023)
  • Appointed representative dealing with clients for which they require qualification (7 May 2021 to 16 Jan 2023)

• Y Tree Limited (no longer appointed)

  FRN 799043 · Appointed 19 Jan 2018 · Until 17 Jan 2023

• Cognition Investment Partners Limited (no longer appointed)

  FRN 798536 · Appointed 12 Jan 2018 · Until 17 May 2018

• Contexo Capital Ltd (no longer appointed)

  FRN 798497 · Appointed 12 Jan 2018 · Until 2 Dec 2019 · Tied agent

• Lamassu Capital Ltd (no longer appointed)

  FRN 796551 · Appointed 14 Dec 2017 · Until 30 Dec 2020 · Tied agent

• Round Hill Capital Markets Ltd (no longer appointed)

  FRN 794041 · Appointed 14 Nov 2017 · Until 15 Mar 2022 · Tied agent

• Eiger Advisors Limited (no longer appointed)

  FRN 791892 · Appointed 19 Oct 2017 · Until 31 May 2023

• Berkeley Rock Capital Ltd (no longer appointed)

  FRN 791873 · Appointed 18 Oct 2017 · Until 23 May 2019

• QLO Capital Limited (no longer appointed)

  FRN 791395 · Appointed 12 Oct 2017 · Until 24 Sep 2021 · Tied agent

• Mint Global Markets UK Ltd. (no longer appointed)

  FRN 791308 · Appointed 12 Oct 2017 · Until 18 Nov 2019

• Agora Group Limited (no longer appointed)

  FRN 790905 · Appointed 10 Oct 2017 · Until 14 Dec 2018

No changes recorded yet.