Alexander Bruce Shaw

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP
FRN 713859
- CF30 Customer (since 8 Dec 2017)
- CF4 Partner (AR) (since 8 Dec 2017)
River Wey Capital LLP
FRN 795987
- (2)Employed By (since 8 Dec 2017)
AMOVA ASSET MANAGEMENT UK LIMITED (no longer approved here)
FRN 122084
- CF30 Customer (14 Jan 2014 to 4 Jul 2017)
GAM London Limited (no longer approved here)
FRN 122330
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF21 Investment Adviser (13 Oct 2005 to 31 Oct 2007)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.