THOMAS, CARROLL (BROKERS) LIMITED

• Principal Place of Business

  Pendragon House

  Crescent Road

  Caerphilly

  Mid Glamorgan

  CF83 1XX

  UNITED KINGDOM

  Phone

  +4402920887733

  Web

  https://www.thomascarroll.co.uk

• Complaints Contact

  Pendragon House

  Crescent Road

  Caerphilly

  Mid Glamorgan

  CF83 1XX

  UNITED KINGDOM

  Phone

  +4402920887733

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Alison Jane Davies

  IRN AJD01270

  • CF1 Director (AR) (3 Jun 2011 to 19 Dec 2025)
  • CF1 Director (20 Jul 2006 to 31 Mar 2011)
• Barrie McCarthey

  IRN BXM01639

  • CF1 Director (AR) (3 Jun 2011 to 16 Dec 2025)
• Charlotte Elizabeth Gwenter

  IRN CEG01076

  • CF1 Director (AR) (6 Jul 2017 to 16 Dec 2025)
• Claire Maria Humphries

  IRN CMH01162

  • CF1 Director (AR) (28 Mar 2012 to 26 Jun 2020)
• David Brynmor Williams

  IRN DBW01036

  • CF1 Director (21 Mar 2006 to 3 Nov 2006)
• David Lewis

  IRN DXL01833

  • CF1 Director (AR) (17 Feb 2023 to 6 Mar 2024)
• Evan Morgan Thomas

  IRN EMT01019

  • CF1 Director (14 Jan 2005 to 1 May 2005)
• Gareth John Cotty

  IRN GJC01161

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 7 Nov 2019)
  • CF1 Director (AR) (10 Aug 2018 to 31 Dec 2025)
  • CF1 Director (28 Mar 2012 to 8 Dec 2019)
• Jeffrey Lee Partridge

  IRN JLP01077

  • CF1 Director (AR) (1 Sep 2017 to 20 Sep 2019)
• John Moore

  IRN JXM02207

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
  • CF3 Chief Executive (AR) (13 Jun 2011 to 4 Nov 2019)
  • CF1 Director (AR) (13 Jun 2011 to 31 Dec 2019)
  • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • CF3 Chief Executive (14 Jan 2005 to 4 Nov 2019)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

• Mr Michael Powell (no longer appointed)

  FRN 768299 · Appointed 29 Dec 2016 · Until 28 Jul 2021

• Dawsons (no longer appointed)

  FRN 425135 · Appointed 20 Jul 2016 · Until 28 Jul 2021

• Kenneth Lewis Partnership Limited (no longer appointed)

  FRN 750967 · Appointed 24 Jun 2016 · Until 28 Jul 2021

• Dafydd Aled Rees Jones (no longer appointed)

  FRN 730035 · Appointed 23 Dec 2015 · Until 28 Jul 2021

• Michael Hopkin (no longer appointed)

  FRN 726523 · Appointed 24 Nov 2015 · Until 28 Jul 2021

• Thomas, Carroll Management Services Limited (no longer appointed)

  FRN 724707 · Appointed 6 Nov 2015 · Until 30 Jan 2026

• CLC Chartered Surveyors (no longer appointed)

  FRN 588184 · Appointed 5 Nov 2015 · Until 28 Jul 2021

• Mr Anthony Frederick Cutts (no longer appointed)

  FRN 713805 · Appointed 13 Aug 2015 · Until 3 Feb 2016

• Utility Exchange Online Limited (no longer appointed)

  FRN 704343 · Appointed 1 Jun 2015 · Until 5 Jun 2015

• Thomas, Carroll Private Clients Limited (no longer appointed)

  FRN 534775 · Appointed 1 Nov 2010 · Until 31 Dec 2025

No changes recorded yet.