John Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THOMAS, CARROLL (BROKERS) LIMITED (no longer approved here)

    FRN 304860

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF3 Chief Executive (AR) (13 Jun 2011 to 4 Nov 2019)
    • CF1 Director (AR) (13 Jun 2011 to 31 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 4 Nov 2019)
  • Thomas, Carroll Independent Financial Advisers Limited (no longer approved here)

    FRN 450497

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Oct 2018)
    • Responsible for Insurance Mediation (5 Jul 2006 to 30 Sep 2018)
    • CF1 Director (3 Jul 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Jul 2006 to 31 Mar 2009)
  • Thomas, Carroll Private Clients Limited (no longer approved here)

    FRN 534775

    • Employed By (13 Jun 2011 to 31 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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