Date authorised
1 April 2013
Companies House
03663042
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David George Hardy

    IRN DGH00006

    • CF30 Customer (1 Nov 2007 to 26 Nov 2009)
    • CF7 Sole Trader (AR) (24 Sep 2003 to 8 Mar 2005)
    • CF21 Investment Adviser (26 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Nov 2002)
  • David George Watson

    IRN DGW00005

    • CF21 Investment Adviser (21 Jan 2005 to 31 Jan 2006)
    • CF1 Director (AR) (5 May 2004 to 31 Jan 2006)
    • CF22 Investment Adviser (Trainee) (5 May 2004 to 21 Jan 2005)
  • David Grant Gibson

    IRN DGG00008

    • CF22 Investment Adviser (Trainee) (18 Jun 2004 to 9 May 2005)
  • David Huw Cook

    IRN DHC01038

    • CF30 Customer (20 Mar 2013 to 1 May 2014)
  • David James Shiell

    IRN DJS00092

    • CF21 Investment Adviser (17 Nov 2003 to 4 Dec 2005)
    • CF22 Investment Adviser (Trainee) (3 Mar 2003 to 17 Nov 2003)
    • CF1 Director (AR) (3 Mar 2003 to 4 Dec 2005)
  • David John Hale

    IRN DJH00017

    • CF30 Customer (1 Nov 2007 to 9 Dec 2010)
    • CF7 Sole Trader (AR) (13 Nov 2003 to 31 Jan 2007)
    • CF21 Investment Adviser (13 Nov 2003 to 31 Oct 2007)
  • David John Holmes

    IRN DJH00018

    • CF30 Customer (4 Jan 2010 to 26 Dec 2012)
  • David John Marsh

    IRN DJM00068

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (AR) (12 Oct 2005 to 13 Dec 2016)
    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 31 Oct 2007)
  • David John May

    IRN DJM00030

    • CF30 Customer (1 Nov 2007 to 20 Dec 2010)
    • CF1 Director (AR) (29 Sep 2003 to 20 Dec 2010)
    • CF21 Investment Adviser (29 Sep 2003 to 31 Oct 2007)
  • David John Reynolds

    IRN DJR00015

    • CF1 Director (AR) (26 Mar 2004 to 4 Apr 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Nick Ashby (no longer appointed)

    FRN 513855 · Appointed 3 Dec 2009 · Until 8 Nov 2011

  • MI Financial Planning Ltd (no longer appointed)

    FRN 511510 · Appointed 30 Oct 2009 · Until 30 Aug 2012

  • Neil Roberts (no longer appointed)

    FRN 511384 · Appointed 29 Oct 2009 · Until 22 Nov 2010

  • Gillian Irene Colsell (no longer appointed)

    FRN 433729 · Appointed 28 Oct 2009 · Until 26 Mar 2012

  • Peter James Tree (no longer appointed)

    FRN 438791 · Appointed 9 Oct 2009 · Until 20 Dec 2010

  • Nigel John Green (no longer appointed)

    FRN 438790 · Appointed 9 Oct 2009 · Until 11 Feb 2011

  • Julie Stringer (no longer appointed)

    FRN 507319 · Appointed 23 Sep 2009 · Until 11 Mar 2013

  • James McNeill (no longer appointed)

    FRN 507129 · Appointed 18 Sep 2009 · Until 21 May 2021

  • Andrew Brooke (no longer appointed)

    FRN 506460 · Appointed 3 Sep 2009 · Until 16 Dec 2011

  • Saint Finance Limited (no longer appointed)

    FRN 474246 · Appointed 31 Jul 2009 · Until 14 May 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.